modern approach

traditional values

Dealing Associate

Location: Bristol

Salary: £20,000 - £23,000

Type: Permanent

Category: Administration, support & operational

Ref: SW/2378

This Dealing Associate position will see you joining a proactive and driven team within this central Bristol based award-winning business, who bring together discretionary investment management, platform services and intuitive investment technology.

You’ll work within a truly fantastic working environment in modern offices, benefit from excellent career progression opportunities along with a fabulous benefits package that includes 25 days holiday, flexible working hours, gym subsidy, annual bonus scheme, season ticket loans as well as group life, medical and income protection cover and a 20% employer pension contribution.

This role would suit someone who is keen to develop their career within operational Dealing and is looking to join a business with an excellent reputation within the investment/platform space.

You’ll report into the Dealing Team Leader and you will be responsible for executing all contract notes and ensuring all DFM requests have been carried out. Over time you’ll work with the Team Leader on any process improvements and procedural changes.

Day to day functions will include:

  • Ensuring that the daily dealing files have been prepared and uploaded to EMX, Calastone and WBS before the internal cut off point.
  • Carrying out any internally and externally requested Fund Switch and rebalance requests in a timely manner.
  • Responsibility for processing conversions and corporate actions as and when they arise.
  • Executing contract notes within the system.
  • Setting up any new agency and nominee accounts with new Fund Managers.
  • Responsibility for checking and working through the daily control reports.
  • Raising, investigating and fixing any dealing corrections that have been caused by missed VP’s.

We’re looking for someone who ideally has investment dealing experience with OEICS, Unit Trusts & Equities. If you have previous experience of using EMX, Calastone coupled with Pulse/Symphony experience that would be highly advantageous. You’ll also have strong MS Office experience including Excel. Applications will be considered from those who have a related degree together with relevant work experience.


If the sound of this opportunity interests you and you’d like to find out more, please apply now for further details and we’ll contact you to arrange a mutually convenient time to discuss this is in more detail to ascertain if it's something you'd like to progress with. You'll be given more information about the role & provided with a detailed Role Profile, and you'll also be given an idea of what the interview process looks like/entails etc.

If you apply for this position, we thank you for taking the time to do so; all applications are read thoroughly. If you do not receive a response from us within 2-3 working days it will be because your application, on this occasion, has not been successful.  The only reason you will be deemed as unsuccessful will be because you either do not have the key experience OR the right level of professional qualifications required for the position


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54 Parrys Lane, Stoke Bishop
Bristol, BS9 1AQ

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