modern approach

traditional values

Compliance Specialist

Location: Darlington, Durham

Salary: £40,000 - £50,000

Type: Permanent

Category: Compliance

Ref: SW/2364

An exciting role has been created for a compliance specialist to help develop a new service proposition within an established and rapidly growing really modern financial services business that provide outsourced solutions to the financial planning profession.

As this will be developing a new proposition the role itself will be a fluid one and we’re looking to talk with compliance specialists, with a good understanding of the financial planning profession and advisory process, who want to be involved in something new and play a key role in everything from high level strategy to implementing operations, creating practical documents, working closely with the business development and marketing functions to deliver a service to the financial adviser community that will enable them to do the best they possibly can for their clients.

This really will involve a bit of everything! Working closely with the business development and marketing team you’ll use your compliance expertise and experience to help deliver the new service, and help build the overall compliance team through recruiting and training.

We’re looking for someone who has relevant compliance experience with a strong understanding of the financial planning industry, Level 4 qualified, with knowledge of the FCAs current regime, some CF10 knowledge ideally and an awareness of the future of the profession.

You’ll be an ideas person, happy to challenge and suggest betters ways of doing things and bring something fresh and new to the business.

Would you like to find out more? …if so, please apply.

Next steps:

If you apply for this position, we thank you for taking the time to do so; all applications are read thoroughly. If you do not receive a response from us within 2-3 working days it will be because your application, on this occasion, has not been successful.

blog icon

Our latest blog...

Let’s Trash the Bashing and focus on what we do well. You in?

Let’s Trash the Bashing and focus on what we do well. You in?

Jessica Wood
14 March 2016

Fundamentally, recruitment is a ‘people-business’ and we don’t forget that it’s people that make a business. So, when I see the amount of vitriol aimed at recruiters on sites like LinkedIn it does sadden me. I don’t know of many other industries where so much ‘hate’ appears to be expressed so publicly. There is good and bad, I’m sure, in every industry. You’ve got...


Follow us on Twitter

Latest tweets

Follow us: @SandringhamWd

What others say...

Sandringham Wood exceeded my expectations of any recruitment company. They clearly understood my situation, experience and which roles I would be best suited for, along with which roles would be most desirable for me.

Sandringham Wood
54 Parrys Lane, Stoke Bishop
Bristol, BS9 1AQ

Sandringham Wood is a member of the Recruitment and Employment Confederation

Sandringham Wood Recruitment Ltd is a company registered in England and Wales
(Reg No. 6822844) Registered Office: 54 Parrys Lane, Stoke Bishop, Bristol BS9 1AQ.

© Sandringham Wood Recruitment Ltd 2015 - 2017

Website design by Ammatti